Unclaimed
Thomas Young is a registered investment advisor representative with Kovack Advisors, Inc. Thomas has been in the financial services industry since 1969 and has a broad range of experience. Thomas is licensed in Florida and Pennsylvania. Thomas has passed the Series 7TO, SIE, Series 1, and Series 24 exams. Kovack Advisors, Inc. provides financial planning, portfolio management for businesses and individuals and selection of other advisers. The firm has assets under management of $4,287,822,781, with $3,523,015,567 under discretionary management. Kovack Advisors, Inc. works with high net worth individuals, corporations, pension and profit sharing plans, individuals other than high net worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/10/2013 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
11/29/2007 - 04/24/2012
LPL FINANCIAL LLC (LIGHTHOUSE POINT FL)
FL
08/01/2003 - 12/04/2007
WALNUT STREET SECURITIES, INC. (FORT LAUDERDALE FL)
NY
02/14/2000 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IN
06/01/1998 - 01/26/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
05/01/1969 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 07/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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