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Thomas James Young

Kovack Advisors, Inc.

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About Thomas James Young

Thomas Young is a registered investment advisor representative with Kovack Advisors, Inc. Thomas has been in the financial services industry since 1969 and has a broad range of experience. Thomas is licensed in Florida and Pennsylvania. Thomas has passed the Series 7TO, SIE, Series 1, and Series 24 exams. Kovack Advisors, Inc. provides financial planning, portfolio management for businesses and individuals and selection of other advisers. The firm has assets under management of $4,287,822,781, with $3,523,015,567 under discretionary management. Kovack Advisors, Inc. works with high net worth individuals, corporations, pension and profit sharing plans, individuals other than high net worth, and state or municipal government entities.

Firm Information

Thomas Young is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Young’s Registration & Firm History

FL

07/10/2013 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

FL

11/29/2007 - 04/24/2012

LPL FINANCIAL LLC (LIGHTHOUSE POINT FL)

FL

08/01/2003 - 12/04/2007

WALNUT STREET SECURITIES, INC. (FORT LAUDERDALE FL)

NY

02/14/2000 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

IN

06/01/1998 - 01/26/2000

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

PA

05/01/1969 - 06/01/1998

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

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Licenses & Designations

BC

Issued 07/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/07/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas James Young.
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