Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Walk is a registered representative with LPL Financial LLC. Thomas has been in the securities industry since November 2013 and has experience with a variety of financial products and services. Thomas's experience includes previous roles with Bruce A. Lefavi Securities, Inc. and Bruce A. Lefavi Annuities, Inc DBA Lefavi Wealth Management. Thomas has a Series 7, Series 66 and SIE license. Thomas is registered with the state of Utah. Thomas is also registered with the state of New Mexico and Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
07/05/2017 - Present
LPL Financial LLC (TOOELE UT)
UT
11/21/2013 - 07/06/2017
BRUCE A. LEFAVI SECURITIES, INC. (SALT LAKE CITY UT)
BOTH
Issued 05/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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