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Thomas James Thiher

Pruco Securities, LLC

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About Thomas James Thiher

Thomas James Thiher is a financial advisor with Pruco Securities, LLC and has been in the industry since January 28, 2016. Thomas is registered with FINRA and the State of Minnesota. Thomas holds Series 6, Series 63 and Series 65 licenses. Thomas has 2 state exam categories and 2 product exam categories. Thomas is registered with the following states: Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maryland, Massachusetts, Minnesota, Missouri, Montana, Nebraska, Ohio, Oklahoma, South Dakota, Texas, Washington, and Wisconsin. The firm is headquartered in Newark, NJ. Pruco Securities, LLC offers financial planning, portfolio management for individuals and selection of other advisors. Pruco Securities, LLC has assets under management of $16,378,802,331. The firm has 116 investment advisor representatives and 112 registered representatives. The firm primarily serves individuals, other, corporations or other businesses, and high-net-worth individuals. The firm does not provide market timing services, publication of periodicals, portfolio management for businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles.

Firm Information

Thomas Thiher is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas Thiher’s Registration & Firm History

MN

07/09/2020 - Present

Pruco Securities, LLC (ST. LOUIS PARK MN)

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Licenses & Designations

IA

Issued 12/22/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas James Thiher.
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