Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Svenstrup is an active investment advisor representative registered with Charles Schwab & CO., Inc. in Indianapolis, Indiana. Thomas has been in the securities industry since June 26, 1983. Thomas is a registered representative and investment adviser representative, and also has Series 5, 7, 9, 10, 63, and 65 licenses. Thomas has held prior roles with Ameriprise Financial Services, Inc., Securities America, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated, in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IN
01/21/2020 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
IN
04/04/2017 - 11/05/2019
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
IN
01/22/2009 - 03/09/2017
AMERIPRISE FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
IN
02/20/2009 - 07/19/2011
SECURITIES AMERICA, INC. (INDIANAPOLIS IN)
IN
03/22/1983 - 01/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IA
Issued 09/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1983
Series 5 - Interest Rate Options Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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