Unclaimed
Thomas James Sedoric is a financial advisor with Steward Partners Investment Advisory, LLC and has been in the industry since 1984. Thomas is registered to provide investment advice in New Hampshire and Texas. Thomas also holds a Series 3, Series 7, and Series 66 licenses as well as his SIE. Thomas is a member of the Securities Industry and Financial Markets Association (FINRA) and has been a registered representative with Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Thomas is experienced in providing financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/26/2018 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NH
04/26/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
NH
01/01/2008 - 04/30/2018
WELLS FARGO CLEARING SERVICES, LLC (PORTSMOUTH NH)
NH
01/02/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PORTSMOUTH NH)
NA
02/24/1984 - 12/21/1984
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 02/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1984
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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