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Thomas James Sedoric

Steward Partners Investment Advisory, LLC

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About Thomas James Sedoric

Thomas James Sedoric is a financial advisor with Steward Partners Investment Advisory, LLC and has been in the industry since 1984. Thomas is registered to provide investment advice in New Hampshire and Texas. Thomas also holds a Series 3, Series 7, and Series 66 licenses as well as his SIE. Thomas is a member of the Securities Industry and Financial Markets Association (FINRA) and has been a registered representative with Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC. Thomas is experienced in providing financial planning services.

Firm Information

Thomas Sedoric is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisory firm with approximately $20.43 billion in regulatory assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Steward Partners Investment Advisory, LLC has 354 registered representatives and serves a range of clients, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and banking or thrift institutions. They are headquartered in New York, NY.
Steward Partners Investment Advisory, LLC

140 E. 45TH STREET

NEW YORK, NY 10017

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Sedoric’s Registration & Firm History

NY

04/26/2018 - Present

Steward Partners Investment Advisory, LLC (NEW YORK NY)

NH

04/26/2018 - 05/27/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)

NH

01/01/2008 - 04/30/2018

WELLS FARGO CLEARING SERVICES, LLC (PORTSMOUTH NH)

NH

01/02/1985 - 01/03/2008

A. G. EDWARDS & SONS, INC. (PORTSMOUTH NH)

NA

02/24/1984 - 12/21/1984

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

BOTH

Issued 02/08/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/24/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/1984

Series 3 - National Commodity Futures Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas James Sedoric.
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