Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sandt is a financial professional with over 28 years of experience in the industry. He is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and holds Series 3, 7, 55, 57TO, and SIE licenses, as well as Series 63 and 65 registrations. Prior to joining TIAA, he worked for Academy Securities, Inc., First Trust Portfolios L.P., and Citigroup Global Markets Inc. Thomas has a strong background in providing financial advice and portfolio management for individuals and businesses. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
IL
05/03/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (EVANSTON IL)
IL
08/01/2022 - 04/06/2023
ACADEMY SECURITIES, INC. (Chicago IL)
IL
12/03/2019 - 07/26/2022
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
IL
08/10/1994 - 10/22/2019
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1999
Series 3 - National Commodity Futures Examination
BC
Issued 08/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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