Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sanders is a financial advisor at LPL Financial LLC with over 18 years of experience in the industry. Thomas has a wide range of experience and expertise across different areas and is registered with the state of Wisconsin as a Registered Representative. Thomas holds the Series 6, 7, 63 and 66 securities licenses as well as the SIE. Thomas also has experience in the investment business with previous experience with CUNA BROKERAGE SERVICES, INC. and SENTRY EQUITY SERVICES, INC. among other companies. Thomas has expertise across a variety of areas including the offering of investment advisory services, portfolio management for individuals, and investment club services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/18/2022 - Present
LPL Financial LLC (Madison WI)
WI
05/02/2014 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Madison WI)
WI
07/10/2003 - 02/06/2004
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
IA
01/23/2002 - 09/23/2002
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
NA
04/01/1986 - 09/09/1987
CAPITAL FINANCIAL SERVICES, INC.
NA
03/09/1987 - 06/05/1987
CALVERT SECURITIES CORPORATION
NA
01/29/1986 - 04/19/1986
CHARTER SECURITIES CORPORATION
NA
01/25/1985 - 01/16/1986
METROPOLITAN LIFE INSURANCE COMPANY
BOTH
Issued 05/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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