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Thomas James rotherham Okeefe

PFS Investments Inc.

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About Thomas James rotherham Okeefe

Thomas Okeefe is a financial professional with over 20 years of experience in the financial services industry. Thomas has a strong background in securities and investments, having held positions at a number of firms, including Signator Investors, Inc. and Waddell & Reed, Inc. Thomas is currently a Registered Representative with PFS Investments Inc. and holds multiple securities licenses, including Series 6, Series 63, Series 65 and Series 6TO. Thomas is committed to providing personalized financial advice and guidance to help individuals and families achieve their financial goals.

Firm Information

Thomas Okeefe is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Okeefe’s Registration & Firm History

MA

03/06/2024 - Present

PFS Investments Inc. (LYNN MA)

MA

09/16/2022 - 06/28/2023

PFS INVESTMENTS INC. (LYNN MA)

MA

01/22/2001 - 06/27/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

06/22/2000 - 11/07/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

06/22/2000 - 11/07/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

KS

03/27/2000 - 06/20/2000

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 10/14/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/23/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/22/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas James rotherham Okeefe.
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