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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Roach is a financial advisor with Cetera Investment Advisers LLC, with offices in Waltham, MA. Thomas has been working in the financial services industry since 1995. Thomas is registered with FINRA and the state of Massachusetts, Texas, and other states. He holds Series 6, Series 63 and Series 65 licenses. He is also registered with the state of Texas as a Registered Investment Advisor. Thomas is a member of the Cetera Investment Advisers LLC team, a firm with over 100 billion dollars in assets under management. Thomas provides financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
06/29/2023 - Present
Cetera Investment Advisers LLC (WALTHAM MA)
MA
01/02/2008 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WALTHAM MA)
NY
05/03/1999 - 01/09/2008
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/16/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 3/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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