Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Riley is a financial advisor registered with Hornor, Townsend & Kent, LLC. Thomas Riley's advisory practice focuses on providing financial advice to individuals, high net worth individuals, corporations, and businesses, as well as pension and profit-sharing plans. Thomas Riley has over 10 years of experience in the financial services industry and is licensed in multiple states. Prior to joining Hornor, Townsend & Kent, LLC, Thomas Riley was with Equity Services, Inc., MML Investors Services, LLC, and Purshe Kaplan Sterling Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
01/06/2023 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NY
11/06/2018 - 12/31/2019
EQUITY SERVICES, INC. (NEW YORK NY)
NY
11/02/2016 - 11/26/2018
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NJ
10/03/2014 - 10/17/2016
PURSHE KAPLAN STERLING INVESTMENTS (Jersey City NJ)
PA
09/06/2013 - 10/03/2014
VOYA FINANCIAL ADVISORS, INC. (PHILADELPHIA PA)
BOTH
Issued 03/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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