Unclaimed
Thomas James Reynolds is a registered representative with Mizuho Securities USA LLC, holding a Series 79TO, Series 63, and SIE license. Thomas is registered to conduct securities business in all 50 states and the District of Columbia. His registration date with Mizuho Securities USA LLC is June 6, 2022. His current firm location is 1271 Avenue of the Americas, Floors - 2,3,4,18,19, New York, New York, 10020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/06/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 02/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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