Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Quinn has been in the financial services industry since 1995. Thomas currently works as a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc. Thomas's experience includes previous roles with PUMA CAPITAL, LLC, Hudson Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Herzog, Heine, Geduld, LLC, Bear, Stearns & Co. Inc., and Oppenheimer & Co., Inc. Thomas holds Series 7, Series 24, Series 55, Series 63, Series 66 and Series 99TO licenses. Thomas has also obtained his SIE certification. Osaic Wealth, Inc. is a registered investment advisor with the SEC that manages over $94.5 billion of assets for its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2024 - Present
Osaic Wealth, Inc. (Holbrook NY)
NY
05/02/2011 - 08/24/2011
PUMA CAPITAL, LLC (RYE NY)
NJ
11/29/2005 - 01/20/2011
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
04/22/2002 - 03/16/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/16/1999 - 04/22/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NY
08/17/1993 - 11/04/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/13/1991 - 11/09/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
09/13/1990 - 11/07/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/23/1988 - 09/25/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
BOTH
Issued 05/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/19/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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