Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Putney is an advisor with Ameriprise Financial Services, LLC. Thomas has been in the industry since 2003. Thomas has experience with CreativeOne Securities, LLC, Fortune Financial Services, Inc., LPL Financial LLC, LPL Financial Corporation, Wachovia Securities Financial Network, LLC, Wachovia Securities, LLC, and UBS Financial Services Inc. Thomas is registered in 13 states and holds licenses for Series 3, 7, 34, and 66 exams. Thomas also has experience with a variety of investment products and specializes in insurance, mutual funds, stocks, bonds, options, and other products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/17/2023 - Present
Ameriprise Financial Services, LLC (Linwood NJ)
NJ
01/03/2020 - 12/31/2022
CREATIVEONE SECURITIES, LLC (Linwood NJ)
NJ
10/04/2016 - 01/02/2020
FORTUNE FINANCIAL SERVICES, INC. (Linwood NJ)
NJ
02/22/2011 - 11/10/2014
LPL FINANCIAL LLC (NORTHFIELD NJ)
NJ
06/24/2005 - 04/06/2009
LPL FINANCIAL CORPORATION (EGG HARBOR TWP NJ)
MO
03/17/2004 - 06/24/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/13/2003 - 03/18/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
07/13/2001 - 08/13/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 07/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2016
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 09/26/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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