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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Prideaux is a financial advisor with Cetera Investment Advisers LLC. Thomas has been working in the financial services industry since 1999. Thomas is registered in Minnesota and Texas. Thomas has experience working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
06/29/2023 - Present
Cetera Investment Advisers LLC (Edina MN)
MN
10/15/2014 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Edina MN)
MN
12/01/2006 - 10/20/2014
QUESTAR CAPITAL CORPORATION (EDINA MN)
MN
07/25/2005 - 12/01/2006
USALLIANZ SECURITIES, INC. (EDINA MN)
NY
07/18/2000 - 07/20/2005
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
CA
03/13/2000 - 07/17/2000
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IN
03/15/1999 - 03/10/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/1/2012
Series 24 - General Securities Principal Examination
BC
Issued 5/5/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/3/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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