Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patnode is a financial advisor with Northwestern Mutual Investment Services, LLC. Thomas has been in the financial services industry since 1998 and has a strong background in investments. Thomas is a licensed Investment Advisor Representative and has experience working with individuals and businesses. Thomas is also a partner with PWC, LLC, a rental property business. Thomas is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MN
02/05/2014 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
NY
09/29/1998 - 10/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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