Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ogrady has been in the financial industry since 1998. Thomas is currently a registered representative with LPL Enterprise, LLC. Thomas is a licensed investment advisor in Illinois and Texas. Thomas holds Series 6, 7, 24, 63, and 66 securities licenses. Thomas has experience in financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services. Thomas previously worked for Principal Securities, Inc. and NYLIFE Securities LLC. Thomas is a co-owner in Emerald Cube Properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2024 - Present
LPL Enterprise, LLC (ROSEMONT IL)
IL
03/30/2007 - 12/08/2020
PRINCIPAL SECURITIES, INC. (DOWNERS GROVE IL)
PA
08/10/1998 - 03/19/2007
NYLIFE SECURITIES LLC (HARRISBURG PA)
BOTH
Issued 01/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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