Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Neely is a financial advisor who has been in the industry since 1988. Thomas is currently registered with Cutter & Company, Inc. and has been with the firm since 2013. Previously, Thomas was registered with CETERA FINANCIAL SPECIALISTS LLC and Cutter & Company, Inc. Thomas has a wide range of experience and specializes in providing financial planning, portfolio management for businesses and individuals, and the selection of other advisors. Thomas is a licensed financial advisor in several states, including California, Illinois, Iowa, Kansas, Michigan, Missouri, New York, Tennessee, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/01/2013 - Present
Cutter & Company, Inc. (BALLWIN MO)
MO
01/20/1997 - 07/05/2013
CETERA FINANCIAL SPECIALISTS LLC (FENTON MO)
MO
01/04/1990 - 05/11/2001
CUTTER & COMPANY, INC. (BALLWIN MO)
NA
05/11/1987 - 09/01/1988
M.S. KERNS INVESTMENTS, INC.
BC
Issued 02/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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