Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mudlaff is a financial advisor with over 28 years of experience in the financial services industry. Thomas is a registered representative with United Brokerage Services, Inc. and is licensed in 38 states. Thomas has held various positions in financial services including roles at Goldman, Sachs & Co., BACAP Distributors, LLC, Chevy Chase Financial Services, and Capital One Investment Services LLC. Thomas is experienced in investment advisory services, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
04/27/2020 - Present
United Brokerage Services, Inc. (VIENNA VA)
DE
01/02/2015 - 07/05/2017
CAPITAL ONE INVESTING, LLC (WILMINGTON DE)
VA
04/27/2010 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MCLEAN VA)
MD
07/08/2004 - 05/01/2010
CHEVY CHASE FINANCIAL SERVICES (BETHESDA MD)
NC
07/17/2000 - 07/02/2004
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
06/04/1993 - 01/24/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 07/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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