Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McGinnis is a registered representative with Santander US Capital Markets LLC. Thomas has been in the securities industry since September 20, 1999. Prior to joining Santander US Capital Markets LLC, Thomas worked at CORTVIEW CAPITAL SECURITIES LLC and SCOTT & STRINGFELLOW, LLC. Thomas is registered in Virginia, Tennessee, and New York. Thomas has passed the Series 7, Series 24, and Series 63 exams and has a Securities Industry Essentials Examination (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
03/01/2013 - Present
Santander US Capital Markets LLC (GLEN ALLEN VA)
VA
09/03/2010 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (RICHMOND VA)
VA
09/21/1999 - 09/10/2010
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
BC
Issued 10/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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