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Thomas James MacIula

Fidelity Brokerage Services LLC

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About Thomas James MacIula

Thomas MacIula is a financial advisor with Fidelity Brokerage Services LLC. Thomas has been in the financial services industry since June 1994. His current employment with Fidelity began in April 2014. Previously, Thomas worked at Wells Fargo Institutional Securities, LLC, Wells Fargo Securities, LLC and Wells Fargo Brokerage Services, L.L.C. Thomas is registered in 53 states and holds Series 7, 9, 10, 24, 52 and SIE licenses.

Firm Information

Thomas MacIula is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas MacIula’s Registration & Firm History

TX

04/14/2014 - Present

Fidelity Brokerage Services LLC (DALLAS TX)

NC

05/07/2012 - 03/05/2013

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)

TX

11/06/2009 - 03/05/2013

WELLS FARGO SECURITIES, LLC (DALLAS TX)

TX

12/13/2006 - 09/14/2011

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (DALLAS TX)

TX

06/12/2006 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (DALLAS TX)

TX

08/02/2004 - 05/18/2006

J.P. MORGAN SECURITIES INC. (DALLAS TX)

IL

04/01/1999 - 08/02/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

OH

10/09/1997 - 04/01/1999

BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)

MO

09/17/1992 - 03/03/1997

BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 10/20/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/06/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/15/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1992

Series 7 - General Securities Representative Examination

BC

Issued 04/21/1992

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas James MacIula.
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