Unclaimed
Thomas MacIula is a financial advisor with Fidelity Brokerage Services LLC. Thomas has been in the financial services industry since June 1994. His current employment with Fidelity began in April 2014. Previously, Thomas worked at Wells Fargo Institutional Securities, LLC, Wells Fargo Securities, LLC and Wells Fargo Brokerage Services, L.L.C. Thomas is registered in 53 states and holds Series 7, 9, 10, 24, 52 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/14/2014 - Present
Fidelity Brokerage Services LLC (DALLAS TX)
NC
05/07/2012 - 03/05/2013
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
TX
11/06/2009 - 03/05/2013
WELLS FARGO SECURITIES, LLC (DALLAS TX)
TX
12/13/2006 - 09/14/2011
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (DALLAS TX)
TX
06/12/2006 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (DALLAS TX)
TX
08/02/2004 - 05/18/2006
J.P. MORGAN SECURITIES INC. (DALLAS TX)
IL
04/01/1999 - 08/02/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
10/09/1997 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
MO
09/17/1992 - 03/03/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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