Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lopshire is a financial professional with over 25 years of experience in the financial services industry. Thomas is currently registered with Concourse Financial Group Securities, Inc. Thomas has been with Concourse Financial Group Securities, Inc. since August 2009. Previously, Thomas was associated with Lighthouse Capital Corporation, Sunset Financial Services, Inc., San Clemente Securities, Inc., and NYLIFE Securities Inc. Thomas has experience in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and other entities. Thomas specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/14/2009 - Present
Concourse Financial Group Securities, Inc. (SAN MATEO CA)
CA
07/07/1999 - 08/17/2009
LIGHTHOUSE CAPITAL CORPORATION (SAN MATEO CA)
MO
11/12/1998 - 11/01/1999
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
CA
12/05/1997 - 11/10/1998
LIGHTHOUSE CAPITAL CORPORATION (MONTEREY CA)
CA
09/09/1996 - 03/18/1998
SAN CLEMENTE SECURITIES, INC. (SAN CLEMENTE CA)
CA
04/11/1996 - 08/16/1996
SAN CLEMENTE SECURITIES, INC. (SAN CLEMENTE CA)
NY
11/18/1994 - 04/18/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 11/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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