Unclaimed
Thomas James Long is an investment banking professional with over 8 years of experience in the industry. Thomas is a registered representative with KKR Capital Markets LLC, located in New York, NY. Prior to joining KKR Capital Markets LLC, Thomas worked at J.P. Morgan Securities LLC. Thomas is licensed in 53 states and holds the Series 7, Series 63, Series 79 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/12/2022 - Present
KKR Capital Markets LLC (New York NY)
NY
08/18/2014 - 03/28/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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