Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Leary is an active broker-dealer and investment advisor representative. Leary has over 40 years of experience in the industry and is currently registered with Janney Montgomery Scott LLC in Delaware and Texas. Leary has previously held positions at firms such as Morgan Stanley, Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dean Witter Reynolds Inc., Paine, Webber, Jackson & Curtis Inc., and Underwood, Neuhaus & Co., Incorporated. Leary holds licenses for Series 3, 5, 7, 8, 9, 10, 31, 63, and 65. Leary provides financial planning, pension consulting, and portfolio management for individuals and businesses. Leary is registered with the state of Delaware as a broker-dealer and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
DE
06/01/2018 - Present
Janney Montgomery Scott LLC (Greenville DE)
DE
09/23/2011 - 06/04/2018
MORGAN STANLEY (REHOBOTH BEACH DE)
DE
11/19/2001 - 09/27/2011
EDWARD JONES (DOVER DE)
NY
01/22/1996 - 11/27/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/28/1982 - 01/24/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/02/1982 - 11/10/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
02/01/1978 - 06/21/1982
UNDERWOOD, NEUHAUS & CO., INCORPORATED
IA
Issued 04/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/27/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/26/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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