Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Harmon is a securities professional with over two decades of experience in the financial services industry. Currently, Thomas is registered with Mizuho Securities USA LLC in Iselin, New Jersey. Thomas has previously held positions at Amherst Pierpont, Amherst Securities Group, L.P., Cantor Fitzgerald & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas holds FINRA Series 3, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/01/2019 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NY
10/14/2014 - 04/18/2019
AMHERST PIERPONT (NEW YORK NY)
NJ
07/02/2012 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (RED BANK NJ)
NY
12/15/2008 - 06/20/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/06/2003 - 01/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/07/2005 - 01/02/2009
MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 04/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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