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Thomas James Haggerty

Parable Wealth Advisors

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About Thomas James Haggerty

Thomas Haggerty is a financial advisor in St. Augustine, Florida. Thomas has been working in the financial services industry since December 2007. He has been registered with Parable Wealth Advisors since August 2019. His previous employer was DWS Investments Distributors, Inc. Thomas holds the Series 7, Series 63, Series 86, and Series 87 securities licenses. He is also a Chartered Financial Analyst (CFA). Parable Wealth Advisors is a registered investment advisor that provides financial planning, portfolio management, and pension consulting services. The firm has over $99 million in assets under management.

Firm Information

Thomas Haggerty is currently registered with Parable Wealth Advisors. Parable Wealth Advisors is an independent financial advisory firm that provides financial planning and portfolio management services for individuals, families, and retirement plans. They manage approximately $99.6 million in assets for 166 clients. The firm is based in [Location], and they have 3 investment advisor representatives on staff.

$99.58M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Haggerty’s Registration & Firm History

FL

08/30/2019 - Present

Parable Wealth Advisors (St. Augustine FL)

FL

12/06/2013 - 01/16/2014

DWS INVESTMENTS DISTRIBUTORS, INC (JACKSONVILLE FL)

PA

12/04/2007 - 07/31/2013

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 01/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2008

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/19/2008

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas James Haggerty.
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