Unclaimed
Thomas James Granite is a securities professional with over 15 years of experience in the financial services industry. Thomas is registered as a broker with Truist Securities, Inc. and holds Series 7, 79TO and SIE licenses, along with a Series 63 license. Thomas has held prior positions with firms such as Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and J.P. Morgan Securities Inc. Thomas is licensed to provide investment advice in all 50 states, the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/01/2023 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NY
03/17/2010 - 06/27/2019
JEFFERIES LLC (NEW YORK NY)
NY
03/30/2005 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/02/2004 - 12/17/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/31/2001 - 12/17/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/07/2000 - 09/25/2000
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 11/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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