Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gordon is a financial professional with over 13 years of experience in the financial services industry. Thomas Gordon is currently registered with TIAA-CREF Individual & Institutional Services, LLC. Thomas Gordon has also been previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, TD AMERITRADE, INC., SCOTTTRADE, INC., J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Thomas Gordon holds Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
GA
03/19/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (ATLANTA GA)
GA
03/09/2021 - 02/29/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DULUTH GA)
GA
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (ALPHARETTA GA)
GA
02/21/2017 - 02/26/2018
SCOTTRADE, INC. (LAWRENCEVILLE GA)
GA
10/01/2012 - 03/15/2017
J.P. MORGAN SECURITIES LLC (DUNWOODY GA)
GA
11/09/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DUNWOODY GA)
MD
06/12/2009 - 08/26/2009
DAWSON JAMES SECURITIES, INC. (BALTIMORE MD)
BOTH
Issued 07/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Gordon is the right advisor for you? Invested Better is here to help.
