Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Goodrick is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Natwest Markets Securities Inc. in Connecticut. Thomas has held previous roles at KeyBanc Capital Markets Inc., Pierpont Securities LLC, UBS Securities LLC, and Yamaichi International (America) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/26/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
01/02/2013 - 02/14/2023
KEYBANC CAPITAL MARKETS INC. (New York NY)
NY
04/18/2011 - 10/01/2012
PIERPONT SECURITIES LLC (NEW YORK NY)
CT
03/10/1995 - 04/18/2011
UBS SECURITIES LLC (STAMFORD CT)
NY
02/14/1989 - 12/20/1994
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
BC
Issued 09/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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