Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Gardner is a financial professional with experience in the financial services industry. Thomas Gardner is currently registered with Alliance-ONE Investments, LLC and has previously worked for firms like TRANSAMERICA CAPITAL, INC. and COMMONWEALTH FINANCIAL NETWORK. Thomas Gardner holds the Series 66, Series 7TO, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
12/01/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
TX
06/12/2023 - 12/01/2023
TRANSAMERICA CAPITAL, INC. (Plano TX)
TX
09/30/2022 - 12/09/2022
COMMONWEALTH FINANCIAL NETWORK (SAN ANTONIO TX)
BOTH
Issued 11/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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