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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Frolick is an investment advisor representative with Voya Financial Advisors, Inc. Thomas has been in the financial industry since November 1999, specializing in fixed insurance products and securities. Thomas's office is located at 699 Walnut St., Suite 1325, Des Moines IA 50309, United States. Thomas has a Series 65, Series 66, Series 7 and SIE licenses. Thomas provides financial planning services to individuals, corporations, high-net-worth individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
01/05/2023 - Present
Voya Financial Advisors, Inc. (DES MOINES IA)
IA
11/29/2000 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
IA
Issued 12/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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