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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Finnegan is an investment advisor representative. Thomas is a Certified Financial Planner. His career in the industry started on April 22, 1983. Thomas currently works with Osaic Wealth, Inc., and is registered in 12 states as an investment advisor representative. Thomas has experience with previous firms including SIGNATOR INVESTORS, INC., NORTH RIDGE SECURITIES CORP., IFG NETWORK SECURITIES, INC., DERAND/PENNINGTON/BASS, INC., MESA SECURITIES CORPORATION and FIRST INVESTORS CORPORATION. Thomas has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Thomas is also a registered principal with the firm and has passed the Series 51 and Series 26 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MA
12/12/2000 - 01/14/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
04/21/1994 - 12/06/2000
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
GA
04/06/1992 - 04/25/1994
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
09/19/1989 - 06/16/1992
DERAND/PENNINGTON/BASS, INC.
NA
09/12/1988 - 10/18/1989
MESA SECURITIES CORPORATION
NJ
04/18/1983 - 09/15/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 06/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/20/1983
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1993
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/26/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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