Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Fasano is a financial professional with over 35 years of experience in the industry. Thomas is currently registered with Citigroup Global Markets Inc. Thomas is a highly experienced financial advisor with a wide range of experience in the industry. Thomas has a strong track record of providing personalized financial advice and investment strategies to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/18/2006 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
SC
01/27/2009 - 08/05/2019
CITI ORDER ROUTING AND EXECUTION, LLC (MOUNT PLEASANT SC)
NY
06/24/2008 - 04/01/2014
LAVAFLOW, INC. (NEW YORK NY)
SC
12/07/2007 - 06/02/2008
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)
NE
03/27/2002 - 08/21/2006
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NE
05/01/2001 - 05/31/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
11/01/1999 - 05/01/2001
ALLEGIANCE SECURITIES, L.L.C. (JERSEY CITY NJ)
NJ
12/07/1998 - 11/08/1999
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
NY
02/28/1996 - 11/30/1998
TD SECURITIES (USA) INC. (NEW YORK NY)
NJ
04/18/1994 - 02/28/1996
GATEWAY CAPITAL INVESTMENT GROUP INC. (JERSEY CITY NJ)
NY
02/11/1988 - 05/04/1994
ADLER COLEMAN & CO., INC. (NEW YORK NY)
NA
10/26/1987 - 11/17/1987
HAAS SECURITIES CORPORATION
NA
08/28/1987 - 10/12/1987
JEFFREY CASDIN & CO. INC.
NA
08/14/1986 - 02/26/1987
ISFA CORPORATION
NA
04/26/1985 - 12/23/1985
FIRST JERSEY SECURITIES, INC.
BC
Issued 05/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2019
Series 4 - Registered Options Principal Examination
BC
Issued 02/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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