Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Dunn is a registered investment advisor representative with Voya Investment Management Co. LLC. Thomas has been in the industry since May 2002 and has a total of 53 state registrations. Thomas holds Series 63, 65 and 66 licenses, as well as a Series 7 license. In addition to Voya Investment Management Co. LLC, Thomas has also been registered with Finalis Securities LLC, Blackstone Advisory Partners L.P., ING Investments Distributor, LLC, and Citigroup Global Markets Inc. Thomas specializes in providing financial and investment advice to high-net-worth individuals, insurance companies, investment companies, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
10/28/2021 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
NY
08/13/2020 - 09/20/2020
FINALIS SECURITIES LLC (NEW YORK NY)
NY
12/15/2011 - 05/08/2013
BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)
CT
09/30/2008 - 10/13/2011
ING INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)
NC
02/16/2007 - 09/29/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
12/07/1994 - 02/20/2007
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
BOTH
Issued 01/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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