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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dougherty is a financial advisor who has been in the industry since 2016. Thomas is registered with Vanguard Advisers, Inc., a firm with a strong reputation in the financial services industry. He is licensed in several states, including Pennsylvania, Texas, and Delaware. Thomas offers a range of services to individuals and institutions, including financial planning and portfolio management. He has experience working with high-net-worth individuals, charitable organizations, and pooled investment vehicles. Thomas holds the Certified Financial Planner designation and has passed several industry exams, including the Series 6, 7, 63, and 65. He has also been recognized as a specialist in various areas of financial planning. You can learn more about Thomas by visiting his page on the SEC’s website, which provides detailed information about his background and experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/05/2019 - Present
Vanguard Advisers, Inc. (MALVERN PA)
IA
Issued 06/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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