Unclaimed
Thomas James Clement is a financial advisor based in White Bear Lake, Minnesota. He has been working in the financial services industry since February 2004. Thomas is registered with the state of Minnesota as an Investment Advisor Representative and as a Registered Representative. He holds the Series 63, Series 6, and Series 65 licenses. Thomas is currently affiliated with PFS Investments Inc. and has been with the firm since February 2004. He provides financial planning and investment management services to individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MN
08/19/2016 - Present
PFS Investments Inc. (WHITE BEAR LAKE MN)
IA
Issued 07/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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