Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Cerna is a financial advisor registered with David Lerner Associates, Inc. Thomas has been in the securities industry since July 6, 2008. He holds Series 4, 7, 24, 63, and SIE licenses. Thomas has worked for several firms over the years, including Global Arena Capital Corp, BlackBook Capital LLC, EKN Financial Services Inc, and New Castle Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/16/2021 - Present
David Lerner Associates, Inc. (SYOSSET NY)
NY
07/25/2011 - 05/15/2013
GLOBAL ARENA CAPITAL CORP (MELVILLE NY)
NJ
04/13/2010 - 04/25/2011
BLACKBOOK CAPITAL LLC (HILLSIDE NJ)
NY
04/02/2009 - 06/30/2009
EKN FINANCIAL SERVICES INC. (WOODBURY NY)
NY
09/12/2006 - 11/04/2008
NEW CASTLE FINANCIAL SERVICES LLC (MELVILLE NY)
NY
05/09/2006 - 12/31/2006
CHARLES MORGAN SECURITIES, INC. (NEW YORK NY)
NY
03/03/2005 - 02/11/2006
BENSON YORK GROUP, INC. (MELVILLE NY)
NY
11/16/2004 - 03/09/2005
MILESTONE GROUP MANAGEMENT LLC (LAKE SUCCESS NY)
NY
08/22/2003 - 06/14/2004
TRIDENT PARTNERS LTD. (WOODBURY NY)
NY
05/21/2003 - 07/14/2003
ORMES CAPITAL MARKETS, INC. (NEW YORK NY)
FL
02/25/2002 - 07/17/2002
CLARITY SECURITIES, INC. (TITUSVILLE FL)
NY
08/16/2000 - 02/06/2001
THE THORNWATER COMPANY, L.P. (NEW YORK NY)
NY
11/23/1998 - 05/09/2000
THE REGENCY GROUP, INC. (NEW YORK NY)
NY
10/01/1997 - 01/21/1998
MILLENNIUM SECURITIES CORP. (NEW YORK NY)
NY
06/25/1996 - 05/05/1997
R.D. WHITE & CO., INC. (NEW YORK NY)
NJ
10/05/1995 - 06/19/1996
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NY
03/24/1994 - 03/30/1995
LAIDLAW EQUITIES, INC. (NEW YORK NY)
BC
Issued 10/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/21/1994
Series 4 - Registered Options Principal Examination
BC
Issued 07/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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