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Thomas James Bruce

Transamerica Financial Advisors, Inc.

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About Thomas James Bruce

Thomas Bruce is a financial advisor with over 20 years of experience in the industry, specializing in providing financial guidance for individuals and families. Currently registered with Transamerica Financial Advisors, Inc., Thomas's expertise is backed by passing the Series 63, Series 65 and Series 6TO examinations. He is also a licensed realtor in Nebraska. Thomas is dedicated to building long-term relationships with clients to help them achieve their financial goals.

Firm Information

Thomas Bruce is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Bruce’s Registration & Firm History

CO

11/22/2023 - Present

Transamerica Financial Advisors, Inc. (Centennial CO)

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Licenses & Designations

IA

Issued 11/17/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/10/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas James Bruce. Review regulatory record here.
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