Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas James Breault is a financial advisor with Fidelity Brokerage Services LLC. Thomas has been in the industry since 2008. Thomas has a wide range of experience and holds the Series 7, 7TO, 9, 10, 63, and SIE licenses. Thomas is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. Thomas is committed to providing clients with the highest quality service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/22/2023 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
09/13/2006 - 06/22/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 09/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Thomas Breault is the right advisor for you? Invested Better is here to help.
