Unclaimed
Thomas James Bordeaux is a registered representative with Nylife Securities LLC. Thomas holds the Series 6TO, SIE and Series 63 licenses. Thomas has been in the industry for over 1 year and is licensed in New York and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/10/2023 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 06/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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