Unclaimed
Thomas James Blasen is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Finalis Securities LLC and is actively licensed in Michigan. Prior to joining Finalis Securities LLC, Thomas was employed by Cambridge Group Investments, Ltd. and McDonald & Company Securities, Inc. Thomas has a wide range of experience in the financial services industry, including Series 7, Series 66, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/13/2024 - Present
Finalis Securities LLC (New York NY)
MI
11/17/1999 - 10/22/2007
CAMBRIDGE GROUP INVESTMENTS, LTD. (LANSING MI)
OH
01/12/1990 - 11/28/1995
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NY
02/15/1988 - 01/18/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/23/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 10/14/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/12/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/12/1999
Series 4 - Registered Options Principal Examination
BC
Issued 09/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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