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Thomas James Blasen

Finalis Securities LLC

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About Thomas James Blasen

Thomas James Blasen is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Finalis Securities LLC and is actively licensed in Michigan. Prior to joining Finalis Securities LLC, Thomas was employed by Cambridge Group Investments, Ltd. and McDonald & Company Securities, Inc. Thomas has a wide range of experience in the financial services industry, including Series 7, Series 66, and Series 24 licenses.

Firm Information

Thomas Blasen is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Blasen’s Registration & Firm History

NY

03/13/2024 - Present

Finalis Securities LLC (New York NY)

MI

11/17/1999 - 10/22/2007

CAMBRIDGE GROUP INVESTMENTS, LTD. (LANSING MI)

OH

01/12/1990 - 11/28/1995

MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)

NY

02/15/1988 - 01/18/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

06/23/1987 - 02/15/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BOTH

Issued 10/14/2022

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/07/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2022

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/15/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/12/1999

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/12/1999

Series 4 - Registered Options Principal Examination

BC

Issued 09/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/25/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/24/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thomas James Blasen. Review regulatory record here.
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