Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bell is a registered investment advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the industry since 2001. He has licenses in several states and has held positions at various firms, including PNC Investments and Abel/Noser Corp. He holds multiple licenses and certifications, including the Series 7, Series 55, Series 63, Series 65 and SIE. Thomas specializes in individual and business portfolio management and also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/08/2025 - Present
Wells Fargo Clearing Services, LLC (PHILADELPHIA PA)
NJ
10/20/2017 - 10/28/2020
PNC INVESTMENTS (NORTH WILDWOOD NJ)
NY
10/21/2016 - 09/15/2017
ABEL NOSER, LLC. (NEW YORK NY)
NY
11/06/2015 - 11/04/2016
ABEL/NOSER CORP. (NEW YORK NY)
PA
10/01/2014 - 09/15/2015
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NY
10/08/2009 - 09/10/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NJ
03/30/2007 - 09/15/2009
TRADITION ASIEL SECURITIES INC. (MULLICA HILL NJ)
NJ
03/11/2005 - 01/29/2007
RYAN BECK & CO. (CHERRY HILL NJ)
CT
06/23/2003 - 03/17/2005
ADVEST, INC. (HARTFORD CT)
NY
09/18/2000 - 06/04/2003
UBS WARBURG LLC (NEW YORK NY)
IA
Issued 12/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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