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Thomas James Beattie

Samalin Wealth

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About Thomas James Beattie

Thomas Beattie is a financial advisor with Samalin Wealth based in Chappaqua, NY. Thomas has over 20 years of experience in the financial services industry. Thomas is registered with the state of New York and Texas, and holds Series 7 and Series 63 licenses. Thomas is also a Certified Financial Planner.

Firm Information

Thomas Beattie is currently registered with Samalin Wealth. Samalin Wealth is a registered investment advisor based in Chappaqua, NY. They have been in operation since 2009, serving high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and corporations or other businesses. Samalin Wealth provides financial planning and portfolio management services. Their advisory services include portfolio management for individuals, financial planning, and wrap fee programs. The firm manages approximately $364.5 million in assets, with $326.9 million of that managed on a discretionary basis. They have 8 investment advisor representatives and 2 licensed agents. They are also registered with the SEC (SEC Number: 801-67465).
Samalin Wealth

297 KING STREET

CHAPPAQUA, NY 10514

$364.52M

Assets Under Management

5

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Beattie’s Registration & Firm History

NY

06/24/2024 - Present

Samalin Wealth (CHAPPAQUA NY)

NY

01/24/2011 - 07/01/2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED (GARDEN CITY NY)

NY

06/01/2009 - 01/11/2011

MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)

NY

11/10/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)

NJ

08/07/1998 - 11/30/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

08/25/1995 - 08/25/1998

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/22/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Thomas James Beattie. Review regulatory record here.
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