Unclaimed
Thomas James Archer is an investment advisor representative with TLG Advisors, Inc., based in Littleton, CO. Thomas has been in the financial services industry since February 13, 1982. Thomas has a diverse background with previous experience at Concourse Financial Group Securities, Inc., VOYA Financial Advisors, Inc., and Elite Securities, Inc. Thomas holds the Series 2, Series 7, Series 24, Series 63 and Series 66 licenses. Thomas also holds the designation of Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/04/2022 - Present
TLG Advisors, Inc. (LITTLETON CO)
TX
03/26/2019 - 12/31/2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (HOUSTON TX)
TX
01/01/2004 - 03/12/2019
VOYA FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/23/2002 - 03/10/2010
ELITE SECURITIES, INC. (HOUSTON TX)
IA
01/11/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
AL
03/01/2000 - 12/31/2001
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
02/12/1998 - 04/17/2000
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
OH
12/10/1997 - 03/26/1998
VESTAX SECURITIES CORPORATION (HUDSON OH)
IN
01/20/1982 - 01/07/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
AL
03/09/1996 - 10/14/1996
FIRST VARIABLE CAPITAL SERVICES, INC. (BIRMINGHAM AL)
PA
11/09/1989 - 12/13/1990
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
NA
06/19/1983 - 07/07/1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BOTH
Issued 12/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1978
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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