Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J Wood is a registered investment advisor with Pruco Securities, LLC. Thomas J Wood is a licensed agent and registered representative with over 8 years of experience in the financial industry. He currently holds licenses in 12 states and holds the Series 6, Series 63, Series 65 and SIE exams. Thomas J Wood has worked with a variety of clients, including individuals, high-net-worth individuals, corporations, and trusts. Thomas J Wood is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
WA
02/22/2023 - Present
Pruco Securities, LLC (Mercer Island WA)
IA
Issued 07/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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