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Thomas J. Waina

Farmers Financial Solutions, LLC

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About Thomas J. Waina

Thomas J. Waina is a financial advisor with Farmers Financial Solutions, LLC. Thomas Waina has been a registered representative since July 24, 2002. The advisor's current registration is active in Ohio. Thomas Waina has passed the Series 6 and SIE exams. The advisor is also a registered representative with Farmers Financial Solutions, LLC.

Firm Information

Thomas Waina is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Waina’s Registration & Firm History

OH

01/15/2016 - Present

Farmers Financial Solutions, LLC (WILLOUGHBY OH)

OH

07/24/2002 - 12/17/2015

FARMERS FINANCIAL SOLUTIONS, LLC (WILLOUGHBY OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas J. Waina. Review regulatory record here.
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