Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas J. Viafora

J.p. Morgan Institutional Investments Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas J. Viafora

Thomas Viafora is a financial professional with over 2 years of experience in the industry. He is currently registered with J.p. Morgan Institutional Investments Inc. and previously worked with J.P. MORGAN SECURITIES LLC. Thomas holds the Series 3, Series 7TO and SIE licenses and the Series 63 registration.

Firm Information

Thomas Viafora is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Viafora’s Registration & Firm History

NY

08/31/2023 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

06/15/2021 - 08/25/2023

J.P. MORGAN SECURITIES LLC (New York NY)

Not sure if Thomas J. Viafora is right for you?

Licenses & Designations

BC

Issued 08/13/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2024

Series 3 - National Commodity Futures Examination

BC

Issued 06/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/30/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas J. Viafora.
Not sure if Thomas J. Viafora is right for you?