Unclaimed
Thomas Viafora is a financial professional with over 2 years of experience in the industry. He is currently registered with J.p. Morgan Institutional Investments Inc. and previously worked with J.P. MORGAN SECURITIES LLC. Thomas holds the Series 3, Series 7TO and SIE licenses and the Series 63 registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/31/2023 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
06/15/2021 - 08/25/2023
J.P. MORGAN SECURITIES LLC (New York NY)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2024
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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