Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sherman is a registered investment advisor representative (IAR) with Thrivent Investment Management Inc.. Thomas has been in the securities industry since October 16, 2023. Thomas holds a Series 66, Series 7TO and SIE license and is registered in the states of Alaska, Colorado, Illinois, Massachusetts, Missouri, Texas and Virginia. Thomas is currently located in St. Louis, Missouri and works out of the Thrivent Investment Management Inc. branch office in St. Louis, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
08/22/2024 - Present
Thrivent Investment Management Inc. (St Louis MO)
BOTH
Issued 11/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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