Unclaimed
Thomas J Seifert is a registered representative with Natwest Markets Securities Inc. Thomas has been in the securities industry since November 5, 2012 and holds the Series 7, Series 99TO, and SIE licenses. Thomas's office is located at 600 Washington Boulevard in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/06/2012 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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