Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J. Scott is a financial advisor registered with Cetera Investment Advisers LLC in Franklin, Indiana. Thomas has been in the financial industry since June 2012. Thomas previously worked at PNC Investments and Wells Fargo Advisors, LLC in Indianapolis. Thomas holds Series 66, Series 7 and SIE licenses and offers financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars. Thomas is a Registered Representative of Cetera Investment Services LLC and an Investment Advisor Representative of Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
06/25/2019 - Present
Cetera Investment Advisers LLC (FRANKLIN IN)
IN
04/06/2015 - 06/19/2019
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
06/19/2012 - 04/29/2015
WELLS FARGO ADVISORS, LLC (INDIANAPOLIS IN)
BOTH
Issued 8/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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