Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas J. Schultz is a financial advisor with over 5 years of experience in the financial services industry. Thomas J. Schultz is currently registered with LPL Financial LLC, where he provides financial advice and services to individuals, families, and businesses. Thomas J. Schultz has a broad range of experience in financial planning, investment management, and insurance. Before joining LPL Financial LLC, Thomas J. Schultz worked at Citizens Securities, Inc. He holds the Series 63, Series 65, Series 7TO, and Series 6TO licenses, as well as the SIE designation. Thomas J. Schultz is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/08/2021 - Present
LPL Financial LLC (ROCHESTER NY)
NY
05/13/2019 - 12/31/2020
CITIZENS SECURITIES, INC. (ROCHESTER NY)
IA
Issued 08/27/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Thomas Schultz is the right advisor for you? Invested Better is here to help.
